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LyondellBasell Industries N.V. — Director's Dealing 2015
Feb 19, 2015
30388_dirs_2015-02-19_5bb5d912-15a8-435e-a849-921584c6af3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2015-02-17
Reporting Person: Brown Kevin W. (EVP - Manufacturing & Refining)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-17 | Class A ordinary shares | A | 9942.0000 | $0.0000 | Acquired | 218652.0000 | Direct |
| 2015-02-17 | Class A ordinary shares | A | 3058.0000 | $0.0000 | Acquired | 221710.0000 | Direct |
| 2015-02-17 | Class A ordinary shares | A | 507.0000 | $0.0000 | Acquired | 222217.0000 | Direct |
| 2015-02-17 | Class A ordinary shares | F | 138.0000 | $89.9400 | Disposed | 222079.0000 | Direct |
| 2015-02-17 | Class A ordinary shares | F | 2720.0000 | $89.9400 | Disposed | 219359.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-17 | Opt - Stock Option | $89.9400 | A | 11234.0000 | Acquired | 2025-02-17 | Class A ordinary shares (11234.0000) | Direct |
Footnotes
F1: Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on February 28, 2012 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
F2: Includes 149,404 restricted stock units ("RSU") granted pursuant to the issuer's long-term incentive plan: 134,658 granted on April 30, 2010 that vest on April 30, 2015; 1,475 granted on January 21, 2015 that vest on January 21, 2016; 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019 and 3,686 granted on January 21, 2015 that vest on January 21, 2020.
F3: Includes 149,404 restricted stock units ("RSU") granted pursuant to the issuer's long-term incentive plan: 134,658 granted on April 30, 2010 that vest on April 30, 2015; 1,475 granted on January 21, 2015 that vest on January 21, 2016; 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020 and 3,058 RSUs reported on this Form 4 that vest on February 17, 2018.
F4: Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on December 11, 2012, pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
F5: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 507 shares of qualified performance-based stock granted to the Reporting Person on December 11, 2012.
F6: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 9,942 shares of qualified performance-based stock granted to the Reporting Person on February 28, 2012.
F7: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,746 vest on February 17, 2016, 3,744 vest on February 17, 2017 and 3,744 vest on February 17, 2018.