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LyondellBasell Industries N.V. — Director's Dealing 2014
May 2, 2014
30388_dirs_2014-05-02_80c4cb32-28bc-4c7c-931e-872b417caf61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2014-04-30
Reporting Person: VanDerSnick Michael D (SVP, Manufacturing EAI)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-30 | Class A ordinary shares | F | 91.0000 | $92.5000 | Disposed | 17712.0000 | Direct |
| 2014-05-01 | Class A ordinary shares | M | 4651.0000 | $13.1100 | Acquired | 22363.0000 | Direct |
| 2014-05-01 | Class A ordinary shares | S | 4651.0000 | $92.5691 | Disposed | 17712.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-01 | Opt - Stock Option | $13.1100 | M | 4651.0000 | Disposed | 2020-04-30 | Class A ordinary shares (4651.0000) | Direct |
Footnotes
F1: Includes 15,173 restricted stock units granted pursuant to the issuer's long-term incentive plan: 60 granted on February 11, 2012 that vest on August 21, 2014, 12,322 granted on April 30, 2010 that vest on April 30, 2015, 60 granted on February 11, 2012 that vest on August 21, 2015, 652 granted on August 21, 2012 that vest on August 21, 2017, 1,267 granted on February 12, 2013 that vest on February 12, 2018 and 812 granted on February 20, 2014 that vest on February 20, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $92.56 to $92.59. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option was originally granted on April 30, 2010 and vests in three equal installments on the 2nd, 3rd and 4th anniversary of the date of grant.