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LyondellBasell Industries N.V. — Director's Dealing 2014
Oct 1, 2014
30388_dirs_2014-10-01_39cfb1b3-204c-4bfc-b233-f0bbf5d4f2fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2014-10-01
Reporting Person: Glidden Craig B. (EVP & Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-01 | Class A ordinary shares | M | 13003.0000 | $13.1100 | Acquired | 222121.0790 | Direct |
| 2014-10-01 | Class A ordinary shares | S | 334.0000 | $106.8401 | Disposed | 221787.0790 | Direct |
| 2014-10-01 | Class A ordinary shares | S | 5278.0000 | $105.9438 | Disposed | 216509.0790 | Direct |
| 2014-10-01 | Class A ordinary shares | S | 7391.0000 | $105.0717 | Disposed | 209118.0790 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-01 | Opt - Stock Option | $13.1100 | M | 13003.0000 | Disposed | 2020-04-30 | Class A ordinary shares (13003.0000) | Direct |
Footnotes
F1: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2014.
F2: Includes 201,716 restricted stock units granted pursuant to the issuer's long-term incentive plan: 19,612 granted on April 30, 2010 that vest on April 30, 2015 and 182,104 granted on April 30, 2010 that vest on April 30, 2015.
F3: This transaction was executed in multiple trades at prices ranging from $106.82 to $106.90. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $105.5544 to $106.4213. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $104.54 to $105.52. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The reporting person was granted 356,666 stock options on April 30, 2010 which vested in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.