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LyondellBasell Industries N.V. Director's Dealing 2014

Oct 1, 2014

30388_dirs_2014-10-01_39cfb1b3-204c-4bfc-b233-f0bbf5d4f2fd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2014-10-01

Reporting Person: Glidden Craig B. (EVP & Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-10-01 Class A ordinary shares M 13003.0000 $13.1100 Acquired 222121.0790 Direct
2014-10-01 Class A ordinary shares S 334.0000 $106.8401 Disposed 221787.0790 Direct
2014-10-01 Class A ordinary shares S 5278.0000 $105.9438 Disposed 216509.0790 Direct
2014-10-01 Class A ordinary shares S 7391.0000 $105.0717 Disposed 209118.0790 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-10-01 Opt - Stock Option $13.1100 M 13003.0000 Disposed 2020-04-30 Class A ordinary shares (13003.0000) Direct

Footnotes

F1: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2014.

F2: Includes 201,716 restricted stock units granted pursuant to the issuer's long-term incentive plan: 19,612 granted on April 30, 2010 that vest on April 30, 2015 and 182,104 granted on April 30, 2010 that vest on April 30, 2015.

F3: This transaction was executed in multiple trades at prices ranging from $106.82 to $106.90. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $105.5544 to $106.4213. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $104.54 to $105.52. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: The reporting person was granted 356,666 stock options on April 30, 2010 which vested in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.