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LyondellBasell Industries N.V. — Director's Dealing 2014
Dec 31, 2014
30388_dirs_2014-12-31_b280b136-a79f-4de6-8ca2-add26f23f33f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2014-12-29
Reporting Person: AI INTERNATIONAL CHEMICALS S.A.R.L. (10% Owner)
Reporting Person: AI INVESTMENTS HOLDINGS LLC (10% Owner)
Reporting Person: AIPH Holdings LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-29 | Ordinary shares | J | 20000000 | — | Disposed | 52372438 | Direct |
| 2014-12-30 | Ordinary shares | J | 68372438 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary shares | 20000000 | Direct |
Footnotes
F1: Reflects a distribution of 20,000,000 ordinary shares by AI International Chemicals Sarl ("AIIC") to AI Investment Holdings LLC ("AIIH"), which then transferred such shares to its parent company, AIPH Holdings LLC ("AIPH").
F2: The securities reported are held directly by AIIC and may be deemed to be beneficially owned by AIIH because AIIH holds a majority of the outstanding voting interests in AIIC. Each of AIPH and AIIH disclaim beneficial ownership of the securities held directly by AIIC except to the extent of any pecuniary interest therein.
F3: Reflects a distribution of interests in subsidiaries, as part of an internal corporate restructuring, that indirectly may be deemed to beneficially own the 52,372,438 ordinary shares held directly by AIIC and 16,000,000 ordinary shares held directly by AI European Holdings Sarl.
F4: These securities are held directly by AIPH. Each of AIIC and AIIH disclaim beneficial ownership of the securities held directly by AIPH.