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LyondellBasell Industries N.V. — Director's Dealing 2014
Apr 2, 2014
30388_dirs_2014-04-02_682c7e72-d57e-4cb3-9a9a-1a79f7236d9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2014-04-01
Reporting Person: Gallogly James L (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Class A ordinary shares | M | 83333.0000 | $13.1100 | Acquired | 1203439.0000 | Direct |
| 2014-04-01 | Class A ordinary shares | S | 83333.0000 | $88.7878 | Disposed | 1120106.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-01 | Opt - Stock Option | $13.1100 | M | 83333.0000 | Disposed | 2017-04-30 | Class A ordinary shares (83333.0000) | Direct |
Footnotes
F1: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2014.
F2: Includes 57,381 restricted stock units granted pursuant to the issuer's long-term incentive plan that vest on May 14, 2014.
F3: This transaction was executed in multiple trades at prices ranging from $88.49 to $89.07. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The reporting person was granted 5,639,020 stock options on April 30, 2010, which vest in 20% annual increments beginning on May 14, 2010.