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Lyell Immunopharma, Inc. Director's Dealing 2021

Jun 23, 2021

33362_dirs_2021-06-23_d6e91c91-6f59-4cf7-8bce-803f5ca067cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Lyell Immunopharma, Inc. (LYEL)
CIK: 0001806952
Period of Report: 2021-06-21

Reporting Person: Klausner Richard (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-21 Common Stock C 3765842 Acquired 3765842 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-21 Series A Convertible Preferred Stock $ C 3765842 Disposed Common Stock (3765842) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2967834 Direct

Footnotes

F1: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F2: The Reporting Person is a manager of Lyell Investors, LLC
(Lyell Investors) and may be deemed to share the power to direct the disposition and vote of the shares held by Lyell Investors. The Reporting
Person disclaims beneficial ownership of all shares held by Lyell Investors except to any pecuniary interest therein