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LUXFER HOLDINGS PLC — Director's Dealing 2021
Aug 26, 2021
33103_dirs_2021-08-26_4c698b40-1ea5-4124-92f4-8c7ad4c62b3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LUXFER HOLDINGS PLC (LXFR)
CIK: 0001096056
Period of Report: 2021-08-24
Reporting Person: Wardlow Graham (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-24 | Ordinary Shares | M | 4000 | — | Acquired | 19325 | Direct |
| 2021-08-24 | Ordinary Shares | M | 373 | — | Acquired | 19698 | Direct |
| 2021-08-24 | Ordinary Shares | M | 1470 | — | Acquired | 21168 | Direct |
| 2021-08-24 | Ordinary Shares | M | 134 | — | Acquired | 21302 | Direct |
| 2021-08-24 | Ordinary Shares | M | 2640 | — | Acquired | 23942 | Direct |
| 2021-08-24 | Ordinary Shares | M | 173 | — | Acquired | 24115 | Direct |
| 2021-08-24 | Ordinary Shares | M | 800 | — | Acquired | 24915 | Direct |
| 2021-08-24 | Ordinary Shares | M | 50 | — | Acquired | 24965 | Direct |
| 2021-08-24 | Ordinary Shares | M | 1285 | — | Acquired | 26250 | Direct |
| 2021-08-24 | Ordinary Shares | M | 45 | — | Acquired | 26295 | Direct |
| 2021-08-24 | Ordinary Shares | M | 3960 | — | Acquired | 30255 | Direct |
| 2021-08-24 | Ordinary Shares | F | 7295 | $20.7281 | Disposed | 22960 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-24 | Stock Options (Right to Buy) | $ | M | 4000 | Disposed | 2023-03-23 | Ordinary Shares (4000.0) | Direct |
| 2021-08-24 | Dividend Equivalent Rights | $ | M | 373 | Disposed | Ordinary Shares (373.0) | Direct | |
| 2021-08-24 | Stock Options (Right to Buy) | $ | M | 1470 | Disposed | 2023-03-26 | Ordinary Shares (1470.0) | Direct |
| 2021-08-24 | Dividend Equivalent Rights | $ | M | 134 | Disposed | Ordinary Shares (134.0) | Direct | |
| 2021-08-24 | Stock Options (Right to Buy) | $ | M | 2640 | Disposed | 2023-03-26 | Ordinary Shares (2640.0) | Direct |
| 2021-08-24 | Dividend Equivalent Rights | $ | M | 173 | Disposed | Ordinary Shares (173.0) | Direct | |
| 2021-08-24 | Stock Options (Right to Buy) | $ | M | 800 | Disposed | 2025-03-14 | Ordinary Shares (800.0) | Direct |
| 2021-08-24 | Dividend Equivalent Rights | $ | M | 50 | Disposed | Ordinary Shares (50.0) | Direct | |
| 2021-08-24 | Stock Options (Right to Buy) | $ | M | 1285 | Disposed | 2026-03-13 | Ordinary Shares (1285.0) | Direct |
| 2021-08-24 | Dividend Equivalent Rights | $ | M | 45 | Disposed | Ordinary Shares (45.0) | Direct | |
| 2021-08-24 | Stock Options (Right to Buy) | $ | M | 3960 | Disposed | 2023-03-26 | Ordinary Shares (3960.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 7520 | Indirect |
Footnotes
F1: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F2: Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.
F3: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F4: Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.
F5: These options are fully vested and exercised.
F6: The remaining options vest in two equal, annual installments on March 14, 2022 and March 14, 2023, respectively.
F7: The remaining options vest in three equal, annual installments beginning on March 13, 2022.