LUXFER HOLDINGS PLC — Director's Dealing 2020

Jun 1, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LUXFER HOLDINGS PLC (LXFR)
CIK: 0001096056
Period of Report: 2020-05-28

Reporting Person: Webster Stephen (Corporate Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-28	Ordinary Shares	M	2450	—	Acquired	8896	Direct
2020-05-28	Ordinary Shares	M	232	—	Acquired	9128	Direct
2020-05-28	Ordinary Shares	F	1319	$14.78	Disposed	7809	Direct
2020-05-28	Ordinary Shares	M	900	—	Acquired	8709	Direct
2020-05-28	Ordinary Shares	M	85	—	Acquired	8794	Direct
2020-05-28	Ordinary Shares	F	485	$14.78	Disposed	8309	Direct
2020-05-28	Ordinary Shares	M	1800	—	Acquired	10109	Direct
2020-05-28	Ordinary Shares	M	95	—	Acquired	10204	Direct
2020-05-28	Ordinary Shares	F	932	$14.78	Disposed	9272	Direct
2020-05-28	Ordinary Shares	M	2000	—	Acquired	11272	Direct
2020-05-28	Ordinary Shares	M	107	—	Acquired	11379	Direct
2020-05-28	Ordinary Shares	F	1036	$14.78	Disposed	10343	Direct
2020-05-28	Ordinary Shares	M	750	—	Acquired	11093	Direct
2020-05-28	Ordinary Shares	M	18	—	Acquired	11111	Direct
2020-05-28	Ordinary Shares	F	389	$14.78	Disposed	10722	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-28	Stock Options (Right to Buy)	$	M	2450	Disposed	2022-03-21	Ordinary Shares (2450.0)	Direct
2020-05-28	Dividend Equivalent Rights	$	M	232	Disposed		Ordinary Shares (232.0)	Direct
2020-05-28	Stock Options (Right to Buy)	$	M	900	Disposed	2022-03-22	Ordinary Shares (900.0)	Direct
2020-05-28	Dividend Equivalent Rights	$	M	85	Disposed		Ordinary Shares (85.0)	Direct
2020-05-28	Stock Options (Right to Buy)	$	M	1800	Disposed	2023-03-23	Ordinary Shares (1800.0)	Direct
2020-05-28	Dividend Equivalent Rights	$	M	95	Disposed		Ordinary Shares (95.0)	Direct
2020-05-28	Stock Options (Right to Buy)	$	M	2000	Disposed	2023-03-26	Ordinary Shares (2000.0)	Direct
2020-05-28	Dividend Equivalent Rights	$	M	107	Disposed		Ordinary Shares (107.0)	Direct
2020-05-28	Stock Options (Right to Buy)	$	M	750	Disposed	2025-03-14	Ordinary Shares (750.0)	Direct
2020-05-28	Dividend Equivalent Rights	$	M	18	Disposed		Ordinary Shares (18.0)	Direct

Footnotes

F1: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F2: Includes 159 additional shares acquired from dividend reinvestment transactions and 100 additional shares pursuant to the company share investment plan.

F3: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share

F4: The options are fully vested and exercised.

F5: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F6: The remaining options vest on March 23, 2021.

F7: The remaining options vest on March 26, 2021.

F8: The remaining options vests in three equal annual instalments beginning on March 14, 2021.

F9: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.