LUXFER HOLDINGS PLC — Director's Dealing 2020

Jun 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LUXFER HOLDINGS PLC (LXFR)
CIK: 0001096056
Period of Report: 2020-06-08

Reporting Person: Wardlow Graham (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-08	Ordinary Shares	M	1400	—	Acquired	20521	Direct
2020-06-08	Ordinary Shares	M	132	—	Acquired	20653	Direct
2020-06-08	Ordinary Shares	F	754	$15.45	Disposed	19899	Direct
2020-06-08	Ordinary Shares	M	2000	—	Acquired	21899	Direct
2020-06-08	Ordinary Shares	M	191	—	Acquired	22090	Direct
2020-06-08	Ordinary Shares	F	1078	$15.45	Disposed	21012	Direct
2020-06-08	Ordinary Shares	M	4000	—	Acquired	25012	Direct
2020-06-08	Ordinary Shares	M	217	—	Acquired	25229	Direct
2020-06-08	Ordinary Shares	F	2074	$15.45	Disposed	23155	Direct
2020-06-08	Ordinary Shares	M	1470	—	Acquired	24625	Direct
2020-06-08	Ordinary Shares	M	79	—	Acquired	24704	Direct
2020-06-08	Ordinary Shares	F	762	$15.45	Disposed	23942	Direct
2020-06-08	Ordinary Shares	M	2640	—	Acquired	26582	Direct
2020-06-08	Ordinary Shares	M	70	—	Acquired	26652	Direct
2020-06-08	Ordinary Shares	F	1333	$15.45	Disposed	25319	Direct
2020-06-08	Ordinary Shares	M	800	—	Acquired	26119	Direct
2020-06-08	Ordinary Shares	M	21	—	Acquired	26140	Direct
2020-06-08	Ordinary Shares	F	415	$15.45	Disposed	25725	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-08	Stock Options (Right to Buy)	$	M	1400	Disposed	2022-03-21	Ordinary Shares (1400.0)	Direct
2020-06-08	Dividend Equivalent Rights	$	M	132	Disposed		Ordinary Shares (132.0)	Direct
2020-06-08	Stock Options (Right to Buy)	$	M	2000	Disposed	2022-03-23	Ordinary Shares (2000.0)	Direct
2020-06-08	Dividend Equivalent Rights	$	M	191	Disposed		Ordinary Shares (191.0)	Direct
2020-06-08	Stock Options (Right to Buy)	$	M	4000	Disposed	2023-03-23	Ordinary Shares (4000.0)	Direct
2020-06-08	Dividend Equivalent Rights	$	M	217	Disposed		Ordinary Shares (217.0)	Direct
2020-06-08	Stock Options (Right to Buy)	$	M	1470	Disposed	2023-03-26	Ordinary Shares (1470.0)	Direct
2020-06-08	Dividend Equivalent Rights	$	M	79	Disposed		Ordinary Shares (79.0)	Direct
2020-06-08	Stock Options (Right to Buy)	$	M	2640	Disposed		Ordinary Shares (2640.0)	Direct
2020-06-08	Dividend Equivalent Rights	$	M	70	Disposed		Ordinary Shares (70.0)	Direct
2020-06-08	Stock Options (Right to Buy)	$	M	800	Disposed	2025-03-14	Ordinary Shares (800.0)	Direct
2020-06-08	Dividend Equivalent Rights	$	M	21	Disposed		Ordinary Shares (21.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	7520	Indirect

Footnotes

F1: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F2: Includes 368 additional shares acquired from dividend reinvestment transactions and 323 additional shares pursuant to the company share investment plan.

F3: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F4: These options are fully vested and exercised.

F5: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F6: The remaining options vest on March 23, 2021.

F7: The remaining options vest on March 26, 2021.

F8: These options expire on March 26, 2023.

F9: The remaining options vest in three equal instalments beginning on March 14, 2021.

F10: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.