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Lunai Bioworks Inc. — Director's Dealing 2017
Jul 17, 2017
34813_dirs_2017-07-17_cea5bb08-f240-4d4f-a9a0-94625c04cfd0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DanDrit Biotech USA, Inc. (DDRT)
CIK: 0001527728
Period of Report: 2016-03-14
Reporting Person: Sindlev Rene (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3770869 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to purchase shares of common stock | $1.30 | 2022-04-21 | Common Stock (5400000) | Indirect |
Footnotes
F1: On February 11, 2014, RS Group ApS, an entity controlled by Mr. Sindlev, purchased 395,000 shares of the Issuer's common stock. On September 29, 2015, RS Group ApS purchased 120,000 shares of the Issuer's common stock. On March 14, 2016, RS Group ApS purchased 555,869 shares of the Issuer's common stock, after which Mr. Sindlev became the beneficial owner of greater than 10% of the Issuer's outstanding common stock. On April 21, 2017, RS Group ApS purchased 2,200,000 shares of the Issuer's common stock and 4,400,000 warrants to purchase shares of common stock and RS Arving ApS, an entity also controlled by Mr. Sindlev, purchased 500,000 shares of the Issuer's common stock and 1,000,000 warrants to purchase shares of common stock.