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Lumentum Holdings Inc. Director's Dealing 2017

May 24, 2017

30544_dirs_2017-05-23_e068899b-de2f-47e2-9547-a25b7952295f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Lumentum Holdings Inc. (LITE)
CIK: 0001633978
Period of Report: 2017-05-20

Reporting Person: LOWE ALAN S (CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-20 Common Stock M 2285 Acquired 143447 Direct
2017-05-22 Common Stock F 1200 $53.90 Disposed 142247 Direct
2017-05-23 Common Stock S 1085 $58.15 Disposed 141162 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-20 Restricted Stock Units $0.0 M 2285 Disposed Common Stock (2285.0) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.

F3: Restricted Stock Units have no expiration date.