Lumentum Holdings Inc. — Director's Dealing 2016

Aug 24, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Lumentum Holdings Inc. (LITE)
CIK: 0001633978
Period of Report: 2016-08-22

Reporting Person: Reinhardt Jason (EVP, Global Sales)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-22	Common Stock	M	914	—	Acquired	16604	Direct
2016-08-22	Common Stock	F	343	$34.60	Disposed	16261	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-22	Restricted Stock Units	$0.0	M	914	Disposed		Common Stock (914.0)	Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Restricted Stock Units have no expiration date.