Lumentum Holdings Inc. — Director's Dealing 2015

Sep 29, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Lumentum Holdings Inc. (LITE)
CIK: 0001633978
Period of Report: 2015-09-25

Reporting Person: Retort Vincent (SVP, Research & Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-09-25	Common Stock	M	4432	$16.98	Acquired	11233	Direct
2015-09-25	Common Stock	F	1665	$16.98	Disposed	9568	Direct
2015-09-25	Common Stock	M	3028	$16.98	Acquired	12596	Direct
2015-09-25	Common Stock	F	1137	$16.98	Disposed	11459	Direct
2015-09-25	Common Stock	M	6323	$16.98	Acquired	17782	Direct
2015-09-25	Common Stock	F	2376	$16.98	Disposed	16244	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-09-25	Performance Stock Units	$0	M	4432	Disposed		Common Stock (4432)	Direct
2015-09-25	Performance Stock Units	$0	M	3028	Disposed		Common Stock (3028)	Direct
2015-09-25	Performance Stock Units	$0	M	6323	Disposed		Common Stock (6323)	Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: 838 shares of this total number were shares of JDSU Common Stock for which stockholders received one share of Lumentum Common Stock for every five shares of JDSU Common Stock at the time of separation.

F4: Restricted Stock Units have no expiration date.