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Lumen Technologies, Inc. — Director's Dealing 2024
Mar 6, 2024
30915_dirs_2024-03-05_c37b06ae-f0d5-40d8-ac45-9ba43d06ef92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lumen Technologies, Inc. (LUMN)
CIK: 0000018926
Period of Report: 2024-03-01
Reporting Person: Genschaw Andrea (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-01 | Common Stock | A | 177294 | — | Acquired | 495539 | Direct |
| 2024-03-01 | Common Stock | F | 14439 | $1.62 | Disposed | 481100 | Direct |
| 2024-03-01 | Common Stock | D | 14690 | — | Disposed | 466410 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3560 | Indirect |
Footnotes
F1: Represents time-based restricted stock grant that will vest in three equal annual installments beginning on March 1, 2025.
F2: Shares withheld to cover the taxes due upon the vesting of equity awards.
F3: Represents performance-based restricted shares or RSUs granted on February 24, 2021, which were forfeited on March 1, 2024, for failing to achieve the three-year performance metrics.
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