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Lumen Technologies, Inc. Director's Dealing 2023

Jan 27, 2023

30915_dirs_2023-01-27_e1315e4d-4fc1-4e8a-b6fd-72c6aa21d137.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Lumen Technologies, Inc. (LUMN)
CIK: 0000018926
Period of Report: 2022-12-31

Reporting Person: ROBERTS MICHAEL JAMES (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (642.0) 9569 Direct

Footnotes

F1: Includes an additional 642 phantom shares acquired by the Reporting Person through reinvestment of dividend equivalents during fiscal 2022. Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.