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Lumen Technologies, Inc. — Director's Dealing 2021
Mar 2, 2021
30915_dirs_2021-03-02_aeca8c58-db85-4fd0-a6d3-6ba213faa35c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Lumen Technologies, Inc. (LUMN)
CIK: 0000018926
Period of Report: 2021-02-26
Reporting Person: MORTENSEN ERIC (SVP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | A | 37464 | $0.00 | Acquired | 241452 | Direct |
| 2021-02-26 | Common Stock | A | 9592 | $0.00 | Acquired | 251044 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12048 | Indirect |
Footnotes
F1: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments
beginning on March 1, 2022. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are
achieved, with any earned shares vesting on March 1, 2024.
F2: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2020, as certified by the Human Resources and Compensation Committee.