Lumen Technologies, Inc. — Director's Dealing 2021

Mar 4, 2021

SEC Form 4/A — Form 4/A

Issuer: Lumen Technologies, Inc. (LUMN)
CIK: 0000018926
Period of Report: 2021-02-26

Reporting Person: STOREY JEFFREY K (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-26	Common Stock	A	874249	$0.00	Acquired	4579225	Direct
2021-02-26	Common Stock	A	419601	$0.00	Acquired	4998826	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6595	Indirect

Footnotes

F1: This Form 4 is being amended to correct an administrative error in reporting (1) the number of shares acquired by the Reporting Person under certain performance-based awards, based on performance as certified by the Human Resources and Compensation Committee on February 26, 2021 and (2) a new long-term incentive grant.

F2: The Reporting Person received a grant of restricted stock units (36% time-based and 64% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2022. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned.