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Lumen Technologies, Inc. — Director's Dealing 2013
Mar 19, 2013
30915_dirs_2013-03-19_48a02b42-bdce-40f5-b9f2-e2aa7ecd8056.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTURYLINK, INC (CTL)
CIK: 0000018926
Period of Report: 2013-03-15
Reporting Person: COLE DAVID D (Sr.VP-Controller & Ops Support)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-15 | Common Stock | D | 634 | — | Disposed | 157785.03 | Direct |
| 2013-03-15 | Common Stock | F | 4728 | $34.37 | Disposed | 153057.03 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18011.12 | Indirect |
| Common Stock | 12035.19 | Indirect |
| Common Stock | 2153.3134 | Indirect |
| Common Stock | 2139 | Indirect |
| Common Stock | 910.2891 | Indirect |
| Common Stock | 11175.53 | Indirect |
| Common Stock | 3834.352 | Indirect |
Footnotes
F1: In a Form 4 filed on March 10, 2010, the reporting person reported the grant of 31,715 shares of restricted stock, 15,858 of which would vest based upon achievement of performance conditions related to the issuer's total shareholder return over specified time periods. On February 26, 2013, the issuer determined that the performance conditions for the second of the two vesting dates had been satisfied at 92% and, as a result, 92% of the second tranche was vested effective March 15, 2013 pursuant to the terms of the grant and the remainder was forfeited.
F2: Includes ESPP purchases through February 21, 2013.
F3: The reporting person disclaims beneficial ownership of these shares.