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Lumen Technologies, Inc. — Director's Dealing 2012
Mar 20, 2012
30915_dirs_2012-03-19_b3ca59bf-f188-48cf-88a2-6b8f4200f471.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTURYLINK, INC (CTL)
CIK: 0000018926
Period of Report: 2012-03-15
Reporting Person: COLE DAVID D (Sr.VP-Controller & Ops Support)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-15 | Common Stock | D | 634 | — | Disposed | 171414.3248 | Direct |
| 2012-03-15 | Common Stock | F | 5341 | $39.21 | Disposed | 166073.3248 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12051.7486 | Indirect |
| Common Stock | 2114.2088 | Indirect |
| Common Stock | 2141.9424 | Indirect |
| Common Stock | 893.7581 | Indirect |
| Common Stock | 11190.9058 | Indirect |
| Common Stock | 3764.7193 | Indirect |
Footnotes
F1: In a Form 4 filed on March 10, 2010, the reporting person reported the grant of 31,715 shares of restricted stock, 15,858 of which would vest based upon achievement of performance conditions related to the issuer's total shareholder return over specified time periods. On March 15, 2012, the issuer determined that the performance conditions for the first of the two vesting dates had been satisfied at 92% and, as a result, 92% of the first tranche was vested and the remainder was forfeited.
F2: Includes ESPP purchases through January 31, 2012.
F3: The reporting person disclaims beneficial ownership of these shares.