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Lumax Auto Technologies Ltd. Major Shareholding Notification 2020
62451_rns_2020-12-21_8ecbc5ba-1e16-4a1f-99c4-bd32fa7c041d.pdf
Major Shareholding Notification
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| LATL:CS:BSE:NSE:2020-21 | Date : 21.12.2020 |
|---|---|
| BSE Limited | The National Stock Exchange of India Limited |
| Listing & Compliance Department | Listing & Compliance Department |
| Phiroze Jeejeebhoy Towers, | Exchange Plaza, C-1 Block G, |
| Dalal Street,Mumbai - 400001 | Bandra Kurla Complex,Bandra (E), Mumbai — 400051 |
| Security Code : 532796 | Company Symbol: LUMAXTECH |
Subject: Submission of the Disclosure under Regulation 29 (3) read with Regulation 29 (1) & Regulation 29 (2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (as amended)
Sir/Ma'am,
With reference to the captioned subject, we would like to inform that the Company has received the disclosures under Regulation 29 (1) and Regulation 29 (2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (as amended) from the Promoters/Promoter Group of the Company. Henceforth, the Company hereby submit the Disclosures under Regulation 29 (3) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (as amended).
Kindly take the same on record and oblige.
Thanking you,
Yours faithfully, For LUMAX AUTO TECHNOLOGIES LIMITED
ANIL TYAGI COMPANY SECRETARY & COMPLIANCE OFFICER M. NO,: A-16825
Encl: as stated above
CIN: L31909DL1981PL.C349793
Lumax Auto Technologies Limited Regd. Office: 7 Floor, Harbans Bhawan-ll, Commercial Complex, Nangal Raya, New Defhi—- 110046, India
T +91 11 4985 7832 E shares @lumaxmail.com
wow. lumaxworld.in
| Disclosures under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) | |||
|---|---|---|---|
| Regulations, 2011Part-A- Details of the Acquisition | |||
| Name of the Target Company (TC)1. | Lumax Auto Technologies Limited. | ||
| Name(s) of the acquirer and Persons Acting in2.Concert (PAC) with the acquirer | AcquirerMr, Deepak JainMr. Anmol Jain | ||
| PAC(S)D.K. JainFamilyTrust,Limited, | LumaxDhaneshMr. | & Sons (HUF), M/s. D.K. JainFinancePrivateKumarJain, | |
| 3. Whetheracquirerbelongsto Promoter/ thePromoter group | Mrs. Shivani JainYes | ||
| Name(s) of the Stock Exchange(s) where the4.shares of TC are Listed | 1. BSE LimitedLimited | 2. National Stock Exchange of India | |
| 5. Details of the acquisition as follows | Number | % wort. total % W.rt.share/voting total diluted | |
| capitalwhereverapplicable(*} the TC(**) | share/voting capital of | ||
| Before the acquisition under consideration, holding | |||
| of acquirer along with PACs of: | |||
| a) Shares carrying voting rights | 3,81,54,430 | 55.98 | §5.98 |
| b) Shares in the nature of encumbrance(pledge/lien/ non-disposal undertaking/ others) | NA | ||
| c) Voting rights (VR) otherwise than by equityshares | NA | ||
| d) Warrants/convertible securities/any otherinstrument that entitles the acquirer to receiveshares carrying voting rights in the TC (specifyholding in each category) | NA | ||
| e) Total (atb+c+d) | 3,81,54,430 | 55.98 | 55.98 |
| Details of acquisition (Inter-se transfer by way ofcomplete partition of D.K. Jain & Sons (HUF)) | |||
| Shares carrying voting rights acquireda) | 59,37,465 | 8.71 | 8.71 |
| VRs acquired otherwise than by equity sharesb) | NA | ||
| Warrants/convertible securities/any otherc)instrument that entitles the acquirer to receiveshares carrying vating rights in the TC (specifyholding in each category) acquired | NA | ||
Disclosures under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
| d) Shares in the nature of encumbrance (pledge/lien/non-disposal undertaking/ others) | NA | |||
|---|---|---|---|---|
| e) Total (atb+c+d) | 59,37,465 | 8.71 | 8.71 | |
| After the acquisition, holding of acquirer alongwith PACs of: | ||||
| a) | Shares carrying voting rights | 3,81,54,430 | 55.98 | 55.98 |
| b) | VRs otherwise than by equity shares | NA | ||
| c) | Warrants/convertible securities/any otherinstrument that entitles the acquirer toreceive shares carrying voting rights in the TC(specify holding in each category) afteracquisition | NA | ||
| d) | Shares in the nature of encumbrance (pledge/lien/ non-disposal undertaking/ others) | NA | ||
| e) Total (atb+c+d) | 3,81,54,430 | 55.98 | 55.98 | |
| 6. | Mode of acquisition te-¢-epensmarket/offmearbel/ public opine i signee decaate)preferentia-atlotment+inter-se transfer # — Mr, Dhanesh Kumar Jain is Karta of the HUF.MRCUASRS | Jainof D.K. | & Sons (HUF). | [Inter-se transfer by way of complete partition |
| 7. | Salient features of the securities acquiredincluding time till redemption, ratio at whichit can be converted into equity shares, etc. | NA | ||
| 8. | Date of acquisition ef/-date-ofreceipt-of;¢ereeiaSeesL4Feceive sharesinthe i te = | 18.12.2020 | ||
| 9. | Equity share capital / total voting capital ofthe TC before the said acquisition | Rs. 13,63,15,410 | ||
| 10. Equity share capital/ total voting capitalofthe TC after the said acquisition | Rs. 13,63,15,410 | |||
| 11. Total diluted share/voting capital of the TCafter the said acquisition | Rs. 13,63,15,410 |
Part-B***
Name of the Target Company: LUMAX AUTO TECHNOLOGIES LIMITED
| Part-B*** | ||
|---|---|---|
| Name of the Target Company: LUMAX AUTO TECHNOLOGIES LIMITED | ||
| Name(s)acquirertheofand | Whetherthe | acquirer PAN of the acquirer and/ or |
| Persons ActingConcert (PAC) belongsinwith the acquirer | Promoter/ PACstoPromoter group | |
| Acquirer | ||
| Deepak Jain | Yes | AAEPJ1525D |
| Anmol Jain | ||
| AAPPJ5958D | ||
| PACs | ||
| D.K. Jain & Sons (HUF) | AAAHD1442B | |
| Danesh Kumar Jain Family Trust | AAAADS552B | |
| Lumax Finance Private Limited | AAACS9530J | |
| Mr. Dhanesh Kumar Jain | AAEPJO852FAFZPM9948K |
ha
Pe SS ee ae (DEEPAK JAIN) (ANMOL JAIN)
Acquirer belonging to Promoter Group Acquirer belonging to Promoter Group
Place: 21.12.2020 Date: New Delhi
Note:
(*)Total share capital/ voting capital to be taken as per the latest filing done by the company to the Stock Exchange under listing Agreement.
(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.
(***) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated
Disclosures under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
| Disclosures under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers)Regulations, 2011 | |||
|---|---|---|---|
| Name of the Target Company (TC)1. | Lumax Auto Technologies Limited | ||
| Name(s) of the acquirer and Persons Acting in Acquirer2.Concert (PAC) with the acquirer | Mr. Deepak JainMr. Anmol Jain | ||
| PAC(S) | Lumax Finance Private Limited, | D.K. Jain & Sons (HUF), D.K. Jain Family Trust,Mr. Dhanesh | |
| Whether thebelongsPromoter/ acquirerto3. | Yes | Kumar Jain, Mrs. Shivani Jain | |
| Promoter group | |||
| Name(s) of the Stock Exchange(s) where the4.shares of TC are Listed | 1. BSE Limited | 2. National Stock Exchange of India Limited | |
| 5. Details of the acquisition / dispesat as follows | Number | %w.r.t. total %share/voting dilutedcapitalwhereverapplicable(*) TC(**) | w.rt. total share/votingcapital of the |
| underconsideration,Beforeacquisitionthe | |||
| holding of:Shares carrying voting rightsa) | 38,154,430 | 55.98 | 55.98 |
| b) Shares in the nature of encumbrance (pledge/lien/ non-disposal undertaking/ others) | NA | ||
| Voting rights (VR) otherwise than by sharesc) | |||
| Warrants/ convertible securities/ any other:ayed)instrumentacquirerthatentitlesthetoreceive shares carrying voting rights in the T C(specify holding in each category) | NANA | ||
| e) Total (atb+c+d) | 38,154,430 | 55.98 | 55.98 |
| Details of acquisition (Inter-se transfer by way ofcomplete partition of D.K. Jain & Sons (HUF)/ sale | |||
| rights acquired/selda) Sharescarrying voting | 59,37,465 | 8.71 | 8.71 |
| b) VRs acquired /sold otherwise than by shares | |||
| Warrants/otherconvertiblesecurities/anyc)instrumentacquirerthatentitlesthetoreceive shares carrying voting rights in the TCholdingeachcategory)(specifyinacquired/sold | N'NA | ||
| d} Shares encumbered/ invoked/ released by theacquirer | NA | ||
| e) Total(atb+c+d) | 59,37,465 | 8.71 | 8.71 |
| After the acquisition /sale, holding of: | ||||
|---|---|---|---|---|
| a) Shares carrying voting rights | 38,154,430 | 55.98 | 55.98 | |
| b) Shares encumbered with the acquirer | NA | |||
| c) VRs otherwise than by shares | NA | |||
| d) | Warrants/convertiblesecurities/anyotherinstrument that entitles the acquirer ta receiveshares carrying voting rights in the TC (specifyholding in eachcategory) after acquisition | NA | ||
| e) Total (a+b+c+d) | 38,154,430 | 55.98 | 55.98 | |
| 6. | Mode of acquisition Asale-fe-p-oper-market/cfhed<br>;i:preferentiatatetment inter-se transfer etc). | transferInter-separtition of M/s D. | waybyK. Jain & Sons (HUF).Mr. Dhanesh Kumar Jain is Karta of the HUF. | completeof |
| 7. | Date of acquisition-sale-efsharesf erdateawi: | 18.12.2020 | ||
| 8. | Equity share capital / total voting capital ofthe TC before the said acquisition / sale | Rs. 13,63,15,410 | ||
| 9. | Equitysharevoting capitalcapital/totalofsaid acquisition / saletheTCafter the | Rs. 13,63,15,410 | ||
| 10. Total diluted share/voting capital of the TCafter the said acquisition/sale- | Rs, 13,63,15,410 |
(*) Total share capital/ voting capital to be taken as per the latest filing done by the company to the Stock Exchange under listing Agreement.
(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.
aga
(DEEPAK JAIN) Acquirer belonging to Promoter Group
Place: New Delhi Date: 21.12.2020
SO Ay
(ANMOL JAIN) Acquirer belonging to Promoter Group
Disclosures under Regulation 29(2) of SEB! (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
| Disclosures under Regulation 29(2) of SEB! (Substantial Acquisition of Shares and Takeovers)Regulations, 2011 | |||
|---|---|---|---|
| Name of the Target Company (TC)1. | Lumax Auto Technologies Limited | ||
| Name(s) of the acquirer, seller and Persons2.Acting in Concert (PAC) withthe acquirer | SellerD.K. Jain & Sons (HUF)PAC(S)Mr. Dhanesh Kumar Jain, | Mr. Deepak Jain, Mr. Anmol Jain, D.K. JainFamily Trust, Lumax Finance Private Limited,Mrs. Shivani Jain | |
| Whether thePromoter/belongs toacquirer3.Promoter group | Yes | ||
| Name(s) of the Stock Exchange(s) where theshares of TC are Listed | 1. BSE Limited | 2. National Stock Exchange of India Limited | |
| 5. Details of the acquisition disposal as follows | Number | share/voting dilutedcapitalwhereverapplicable(*) | %w.rt. total % w.r.t. totalshare/votingcapital of the TC(**) |
| Before the acquisitions sale under consideration, | |||
| halding of:Shares carrying voting rights | 3,81,54,430 | 55.98 | 55.98 |
| a)b) Shares in the nature of encumbrance (pledge/lien/ non-disposal undertaking/ others) | NA | ||
| Voting rights (VR) otherwise than by sharesc)Warrants/ convertible securities/ anyotherd)instrumentacquirerthatentitlesthetoreceive shares carrying voting rights in the TC(specify holding in each category) | NANA | ||
| e) Total (atb+ctd) | 3,81,54,430 | 55.98 | 55.98 |
| Details of acquisition/ sale (Inter-se transfer byway of complete partition of D.K. Jain & Sons(HUF)) | |||
| a) Sharesrights aequired/ soldcarrying voting | $9,37,465 | 8.71 | 8.71 |
| b) VRs acquired /sold otherwise than by shares | |||
| Warrants/convertibleothersecurities/anyc)instrumentacquirerthatentitlesthetoreceive shares carrying voting rights in the TC(specify holding in each category) acqrired/sold | NANA | ||
| d) Shares encumbered/ invoked/ released by theacquirer | NA | ||
| (atbtc+d)e) Total | 59,37,465 | 8.71 | 8.71 |
| After the acquisition? sale, holding of: | ||||
|---|---|---|---|---|
| a) Shares carrying voting rights | 3,81,54,430 | 55.98 | 55.98 | |
| b) Shares encumbered with the acquirer | NA | |||
| c) VRs otherwise than by shares | NA | |||
| Warrants/convertiblesecurities/anyotherd)instrument that entitles the acquirer to receiveshares carrying voting rights in the TC (specify | NA | |||
| holding in each category) after acquisition | ||||
| e) Total (atb+c+d) | 3,81,54,430 | 55.98 | 55.98Dhanesh Kumar Jain | |
| 6. Made of aequisittier_fsale of shares (e-g—cgen inter-se transfer, Mr. | ||||
| frarket/off market(_publicissue—/rghts being Karta of D.K. Jain & Sons (HUF) hasissue—t_preferentiat allotmenttransfer et). | D.K. Jain & Sons (HUF). | inter-se transferred 29,68,732 equity shares to Mr.Deepak Jain and 29,68,733 equity shares toMr. Anmol Jain upon complete partition of | ||
| Date of aeguisitiens sale of shares/VRerdateoe.Sr ereknenterSHR | (18.12.2020 | |||
| Equityshare capital / total voting capital of Rs. 13,63,15,410before the said acquisitien/salethe TC | ||||
| 7.8.Equitysharecapital/ totalvoting capitalof9.said acquisition; saleTCafter thethe | Rs. 13,63,15,410 |
(*) Total share capital/ voting capital to be taken as per the latest filing done by the company to the Stock Exchange under listing Agreement.
(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.
Lat
Dhanesh Kumar Jain Karta of D.K. Jain & Sons (HUF) Seller belonging to Promoter Category
Place: New Delhi Date: 21.12.2020