Lumax Auto Technologies Ltd. — Major Shareholding Notification 2019

Jun 21, 2019

Date: 21.06.2019

BSE Limited Ist Floor, Rotunda Building P.J. Towers, Dalal Street, Fort Mumbai - 400 001

The National Stock Exchange of India Limited Listing Department Exchange Plaza, C-1 Block G, Bandra Kurla Complex. Bandra (E), Mumbai - 400051

Company Code: 532796

Company Code: LUMAXTECH

Subject: Prior Intimation under Regulation 10(5) of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 SEBI for proposed acquisition of Shares

Sir/Ma'am,

In accordance with Regulation 10(5) of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, the undersigned being part of Promoter and Promoter Group, hereby furnish prior intimation in the prescribed format, in respect of proposed inter-se transfer of shares of Lumax Auto Technologies Limited (Target Company) by way of gift from Mr. Dhanesh Kumar Jain and Mrs. Shivani Jain and there shall be no change in Total Shareholding of the Promoter and Promoter Group after such inter-se transfer of shares of Target Company.

Thanking you.

Yours faithfully,

(DEEPAK JAI

Acquirer belonging to Promoter Group

(ANMOL) JAIN)

Acquirer belonging to Promoter Group

Format for Disclosures under Regulation 10(5) - Intimation to Stock Exchanges in respect of acquisition under Regulation 10(1)(a) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

1.	Name of the Target Company (TC)	Lumax Auto Technologies Limited
2.	Name of the acquirer(s)	1. DEEPAK JAIN
		2. ANMOL JAIN
3.	Whether the acquirer(s) is/ are promoters of the	Yes
	TC prior to the transaction. If not, nature of
	relationship or association with the TC or its
	promoters
4.	Details of the proposed acquisition
	a. Name of the person(s) from whom shares	1. Sh. DHANESH KUMAR JAIN
	are to be acquired	2. Mrs. SHIVANI JAIN
	b. Proposed date of acquisition	on or after 27.06.2019
	c. Number of shares to be acquired from	1.Sh. DHANESH KUMAR JAIN: 1,05,94,845
	each person mentioned in 4(a) above	2. Mrs. SHIVANI JAIN2,25,000
	d. Total shares to be acquired as % of share	15.87%
	capital of TC
	e. Price at which shares are proposed to be	Nil, Inter-se transfer by way of gift
	acquired
	f.Rationale, if any, for the proposed transfer	1. Being gift from father to son(s)
		2. Being gift from wife to husband
5.	Relevant sub-clause of regulation10(1)(a)	Regulation 10(1)(a)(i) & 10(1)(a)(ii)
	under which the acquirer is exempted from
	making open offer
6.	If, frequently traded, volume weighted average	NA
	market price for a period of 60 trading days
	preceding the date of issuance of this notice as
	traded on the stock exchange where the
	maximum volume of trading in the shares of the
	TC are recorded during such period.
$\overline{7}$ .	If in-frequently traded, the price as determined
	in terms of clause (e) of sub-regulation (2) of	NA
	regulation 8.
8.5	Declaration by the acquirer, that the acquisition	NA
	price would not be higher by more than 25% of
	the price computed in point 6 or point 7 as
	applicable.
9.	Declaration by the acquirer, that the transferor	Yes, the same is attached as an Annexure 1
	and transferee have complied / will comply with	and Annexure 2
	applicable disclosure requirements in Chapter
	VoftheTakeoverRegulations,2011
	(corresponding provisions of the repealed
	Takeover Regulations 1997)

$\backslash$ $\mathbf{A}$

10.1	by the acquirer that all theDeclarationconditions specified under regulation 10(1)(a)with respect to exemptions has been dulycomplied with.	Yes, the same is attached as an Annexure 1and Annexure 2
11.	Shareholding details	Before theproposedtransaction		After theproposedtransaction
		No. ofshares/votingRights	% w.r.ttotalsharecapitalofTC	No. ofshares/votingrights	% w.r.ttotalsharecapitalofTC.
	Acquirer(s)-Deepak Jain1.Anmol Jain2 1PACs (other than sellers) (*)	46, 35, 79943,84,469	6.806.43	99,14,69199,25,422	14.5414.56
	1. M/s Dhanesh Kumar Jain (HUF)	59,30,865	8.70	59,30,865	8.70
	2. M/s D.K JAIN FAMILY TRUST	2,03,950	0.30	2,03,950	0.30
	3 1Lumax Finance Private Limited	1,21,11,320	17.77	1,21,11,320	17.77
	Seller (s)Sh. DHANESH KUMAR JAINMrs. SHIVANI JAIN	1,05,94,8452,25,000	15.540.33

Note:

• (*) Shareholding of each entity may be shown separately and then collectively in a group.
• The above disclosure shall be signed by the acquirer mentioning date & place. In case, there is more than one acquirer, the report shall be signed either by all the persons or by a person duly authorized to do so on behalf of all the acquirers.

(ANMOL JAIN) Acquirer belonging to Promoter Group

Date: 21.06.2019Place: New Delhi

Annexure 1

DECLARATION

BSE Limited Ist Floor, Rotunda Building P.J. Towers. Dalal Street. Fort Mumbai - 400 001

The National Stock Exchange of India Limited Listing Department Exchange Plaza, C-1 Block G, Bandra Kurla Complex. Bandra (E), Mumbai - 400051

Company Code: 532796

Company Code: LUMAXTECH

Sir/Ma'am,

I, Undersigned hereby undertake and confirm as under with respect to proposed inter se transfer of Equity shares in terms of Regulation 10(1)(a)(i) & 10(1)(a)(ii) of SEBI (SAST) Regulations, 2011 and subsequent amendments thereto that:

• 1. I propose to acquire 52,78,892 Equity Shares of Lumax Auto Technologies Limited from Sh. Dhanesh Kumar Jain. The above-mentioned acquisition will be an inter-se transfer of shares between promoters, through an off-market transaction by way of gift.
• 1. The transferor and transferee have complied with the applicable provisions of Chapter II of SEBI (SAST) Regulations, 1997 and Chapter V of SEBI (SAST) Regulations, 2011.
• 1. All the applicable conditions as mentioned in Regulation 10(1)(a) of SEBI (SAST) Regulations, 2011 with respect to exemption have been duly complied with.

Yours Sincerely,

(DEEPAR JAIN) Acquirer belonging to Promoter Group

Date: 15.06.2019 Place: New Delhi

Annexure 2

DECLARATION

BSE Limited Ist Floor, Rotunda Building P.J. Towers, Dalal Street, Fort Mumbai - 400 001

The National Stock Exchange of India Limited Listing Department Exchange Plaza, C-1 Block G, Bandra Kurla Complex, Bandra (E), Mumbai - 400051

Company Code: 532796

Company Code: LUMAXTECH

Sir/Ma'am.

I, Undersigned hereby undertake and confirm as under with respect to proposed inter se transfer of Equity shares in terms of Regulation 10(1)(a)(i) & 10(1)(a)(ii) of SEBI (SAST) Regulations, 2011 and subsequent amendments thereto that:

1. I propose to acquire:

• a) 53,15,953 Equity Shares of Lumax Auto Technologies Limited from Sh. Dhanesh Kumar Jain
• b) 2,25,000 Equity Shares of Lumax Auto Technologies Limited from Mrs. Shivani Jain.

The above-mentioned acquisition will be an inter-se transfer of shares between promoters, through an off-market transaction by way of gift.

• 1. The transferor and transferee have complied with the applicable provisions of Chapter II of SEBI (SAST) Regulations, 1997 and Chapter V of SEBI (SAST) Regulations, 2011.
• 1. All the applicable conditions as mentioned in Regulation 10(1)(a) of SEBI (SAST) Regulations, 2011 with respect to exemption have been duly complied with.

YoursiSincerely.

(ANMOL JAIM) Acquirer belonging to Promoter Group

Date: 21.06.2019 Place: New Delhi