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LSI INDUSTRIES INC Director's Dealing 2023

May 18, 2023

32508_dirs_2023-05-18_b3f17221-7b63-4144-81fa-5610d1b995f6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2023-05-18

Reporting Person: Bastian Jeffery S. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-18 Common Shares M 4481 $7.2 Acquired 51695 Direct
2023-05-18 Common Shares M 20000 $6.81 Acquired 71695 Direct
2023-05-18 Common Shares F 146 $13.39 Disposed 71549 Direct
2023-05-18 Common Shares S 24335 $13.39 Disposed 47214 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-18 Option to Buy $7.2 M 4481 Disposed 2023-08-23 Common Shares (7197) Direct
2023-05-18 Option to Buy $6.81 M 20000 Disposed 2024-11-20 Common Shares (20000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 36781 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Buy $4.94 2028-08-16 Common Shares (20000) 20000 Direct
Option to Buy $3.83 2029-08-21 Common Shares (27618) 27618 Direct
Option to Buy $9.15 2027-06-12 Common Shares (5000) 5000 Direct
Option to Buy $6.58 2022-08-16 Common Shares (11250) 11250 Direct
Option to Buy $9.39 2025-07-01 Common Shares (15000) 15000 Direct
Option to Buy $11.06 2026-07-01 Common Shares (10000) 10000 Direct
Option to Buy $5.92 2027-08-17 Common Shares (18000) 18000 Direct
Option to Buy $6.8 2030-08-19 Common Shares (13096) 13096 Direct

Footnotes

F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

F2: These holdings have been previously reported on Form 4.

F3: The options vest ratably over a three year time period.

F4: The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.