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LSI INDUSTRIES INC — Director's Dealing 2023
Aug 24, 2023
32508_dirs_2023-08-24_77146344-2109-41b0-843b-f1d151b378d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2023-08-22
Reporting Person: Bastian Jeffery S. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-22 | Common Shares | S | 1568 | $15.96 | Disposed | 25891 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 64927 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $4.94 | 2028-08-16 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $3.83 | 2029-08-21 | Common Shares (27618) | 27618 | Direct |
| Option to Buy | $9.15 | 2027-06-12 | Common Shares (5000) | 5000 | Direct |
| Option to Buy | $9.39 | 2025-07-01 | Common Shares (15000) | 15000 | Direct |
| Option to Buy | $11.06 | 2026-07-01 | Common Shares (10000) | 10000 | Direct |
| Option to Buy | $5.92 | 2027-08-17 | Common Shares (18000) | 18000 | Direct |
| Option to Buy | $6.8 | 2030-08-19 | Common Shares (13096) | 13096 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
F3: These holdings have been previously reported on Form 4.
F4: The options vest ratably over a three year time period.
F5: The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.
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