AI assistant
Sending…
LSI INDUSTRIES INC — Director's Dealing 2022
Sep 15, 2022
32508_dirs_2022-09-15_b5341cff-7c1d-46e8-bc2b-a78e95742867.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2022-09-13
Reporting Person: Galeese James E (Executive VP; CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-13 | Common Shares | M | 19902 | $4.94 | Acquired | 107365 | Direct |
| 2022-09-13 | Common Shares | F | 5772 | $8.60 | Disposed | 101593 | Direct |
| 2022-09-13 | Common Shares | S | 14130 | $8.60 | Disposed | 87463 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-13 | Option to Buy | $4.94 | M | 19902 | Disposed | 2028-08-16 | Common Shares (19902) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 43395 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $9.1500 | 2027-06-12 | Common Shares (60000) | 60000 | Direct |
| Option to Buy | $5.9200 | 2027-08-17 | Common Shares (38000) | 38000 | Direct |
| Option to Buy | $3.8300 | 2029-08-21 | Common Shares (75606) | 75606 | Direct |
| Option to Buy | $6.8000 | 2030-08-19 | Common Shares (22586) | 22586 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: These holdings have previously been reported on Form 4.
F3: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F4: The options vest ratably over a three year time period.
More from LSI INDUSTRIES INC
Regulatory Filings
2026
Jun 5
Regulatory Filings
2026
May 29
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 27
Earnings Release
2026
Apr 23
Major Shareholding Notification
2026
Mar 27
Regulatory Filings
2026
Mar 25
Regulatory Filings
2026
Mar 24
Capital/Financing Update
2026
Mar 2
Regulatory Filings
2026
Feb 27