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LSI INDUSTRIES INC — Director's Dealing 2022
Sep 19, 2022
32508_dirs_2022-09-19_c04dfc27-0b3a-49f4-a4a6-ffc46de168f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2022-09-15
Reporting Person: Bastian Jeffery S. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-15 | Common Shares | M | 2716 | $7.20 | Acquired | 49930 | Direct |
| 2022-09-15 | Common Shares | F | 104 | $8.30 | Disposed | 49826 | Direct |
| 2022-09-15 | Common Shares | S | 2612 | $8.30 | Disposed | 47214 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-15 | Option to Buy | $7.20 | M | 2716 | Disposed | 2023-08-23 | Common Shares (7197) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 36781 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $4.9400 | 2028-08-16 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $3.8300 | 2029-08-21 | Common Shares (27618) | 27618 | Direct |
| Option to Buy | $9.1500 | 2027-06-12 | Common Shares (5000) | 5000 | Direct |
| Option to Buy | $6.5800 | 2022-08-16 | Common Shares (11250) | 11250 | Direct |
| Option to Buy | $6.8100 | 2024-11-20 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $9.3900 | 2025-07-01 | Common Shares (15000) | 15000 | Direct |
| Option to Buy | $11.0600 | 2026-07-01 | Common Shares (10000) | 10000 | Direct |
| Option to Buy | $5.9200 | 2027-08-17 | Common Shares (18000) | 18000 | Direct |
| Option to Buy | $6.8000 | 2030-08-19 | Common Shares (13096) | 13096 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: These holdings have been previously reported on Form 4.
F3: The options vest ratably over a three year time period.
F4: The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.
F5: The reporting person sold 9,341 shares on September 13, 2022 and an additional 462 shares were withheld to pay taxes. This information corrects the information in Table 1 of the reporting persons September 13, 2022 Form 4.