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LSI INDUSTRIES INC — Director's Dealing 2019
Sep 5, 2019
32508_dirs_2019-09-05_5d39ec07-9908-4a17-be94-4615b474347b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2019-08-21
Reporting Person: Brunker Steve A. (CIO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 12500 | Direct |
| Common Shares | 8890 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $5.21 | 2020-08-19 | Common Stock (4000) | Direct | |
| Option to Buy | $6.58 | 2022-08-16 | Common Stock (10000) | Direct | |
| Option to Buy | $7.20 | 2023-08-23 | Common Stock (10000) | Direct | |
| Option to Buy | $6.81 | 2024-11-20 | Common Stock (20000) | Direct | |
| Option to Buy | $9.39 | 2025-07-01 | Common Stock (40000) | Direct | |
| Option to Buy | $9.39 | 2025-07-01 | Common Stock (20000) | Direct | |
| Option to Buy | $11.06 | 2026-07-01 | Common Stock (20000) | Direct | |
| Option to Buy | $5.92 | 2027-08-17 | Common Stock (18000) | Direct | |
| Option to Buy | $4.94 | 2028-08-16 | Common Stock (34000) | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: The options vest ratably over a three year time period.
F3: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
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