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LSI INDUSTRIES INC Director's Dealing 2019

Sep 5, 2019

32508_dirs_2019-09-05_9f872465-e432-4d0d-a593-4744e610cb3f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2019-08-21

Reporting Person: Astrop Sylvia M. (SVP Global Sourcing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-21 Common Shares A 7382 $3.83 Acquired 19882 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-21 Option to Buy $3.83 A 30079 Acquired 2029-08-21 Common Stock (30079) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Buy $5.21 2020-08-19 Common Stock (6000) 6000 Direct
Option to Buy $6.58 2022-08-16 Common Stock (10000) 10000 Direct
Option to Buy $7.20 2023-08-23 Common Stock (10000) 10000 Direct
Option to Buy $6.81 2024-11-20 Common Stock (20000) 20000 Direct
Option to Buy $9.39 2025-07-01 Common Stock (40000) 40000 Direct
Option to Buy $9.39 2025-07-01 Common Stock (20000) 20000 Direct
Option to Buy $11.06 2026-07-01 Common Stock (20000) 20000 Direct
Option to Buy $5.92 2027-08-17 Common Stock (18000) 18000 Direct
Option to Buy $4.94 2028-08-16 Common Stock (34000) 34000 Direct

Footnotes

F1: The options vest ratably over a three year time period.

F2: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.