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LSI INDUSTRIES INC — Director's Dealing 2019
Sep 5, 2019
32508_dirs_2019-09-05_9f872465-e432-4d0d-a593-4744e610cb3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2019-08-21
Reporting Person: Astrop Sylvia M. (SVP Global Sourcing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-21 | Common Shares | A | 7382 | $3.83 | Acquired | 19882 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-21 | Option to Buy | $3.83 | A | 30079 | Acquired | 2029-08-21 | Common Stock (30079) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $5.21 | 2020-08-19 | Common Stock (6000) | 6000 | Direct |
| Option to Buy | $6.58 | 2022-08-16 | Common Stock (10000) | 10000 | Direct |
| Option to Buy | $7.20 | 2023-08-23 | Common Stock (10000) | 10000 | Direct |
| Option to Buy | $6.81 | 2024-11-20 | Common Stock (20000) | 20000 | Direct |
| Option to Buy | $9.39 | 2025-07-01 | Common Stock (40000) | 40000 | Direct |
| Option to Buy | $9.39 | 2025-07-01 | Common Stock (20000) | 20000 | Direct |
| Option to Buy | $11.06 | 2026-07-01 | Common Stock (20000) | 20000 | Direct |
| Option to Buy | $5.92 | 2027-08-17 | Common Stock (18000) | 18000 | Direct |
| Option to Buy | $4.94 | 2028-08-16 | Common Stock (34000) | 34000 | Direct |
Footnotes
F1: The options vest ratably over a three year time period.
F2: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
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