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LSI INDUSTRIES INC — Director's Dealing 2018
Aug 21, 2018
32508_dirs_2018-08-21_5b6ac8d7-e4ca-43a3-8197-6ec720b08fbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2018-08-17
Reporting Person: OGARA WILFRED T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-17 | Common Shares | P | 7260 | $5.08 | Acquired | 49793 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $4.6 | 2018-11-20 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $8.40 | 2019-08-21 | Common Shares (3500) | 3500 | Direct |
| Option to Buy | $7.20 | 2019-11-19 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $5.21 | 2020-08-19 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $8.92 | 2020-11-18 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.68 | 2021-11-17 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $6.28 | 2022-11-15 | Common Shares (1500) | 1500 | Direct |
Footnotes
F1: The reported price is a weighted average price. The shares were purchased in multiple transactions ranging from $4.86 to $5.26. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
F2: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.
F3: These holdings have been previously reported on Form 4.