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LSI INDUSTRIES INC — Director's Dealing 2018
Oct 2, 2018
32508_dirs_2018-10-02_a86f84d2-416f-4899-aa91-297273946a07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2018-09-30
Reporting Person: Galeese James E (Executive VP; CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-30 | Common Shares | A | 2654 | $4.60 | Acquired | 19695 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 41866 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $9.15 | 2027-06-12 | Common Shares (60000) | 60000 | Direct |
| Option to Buy | $5.92 | 2027-08-17 | Common Shares (38000) | 38000 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: These holdings have previously been reported on Form 4.
F3: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F4: The options vest ratably over a three year time period.
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