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LSI INDUSTRIES INC — Director's Dealing 2017
Aug 17, 2017
32508_dirs_2017-08-17_008c17bd-2293-4e81-95c7-d31aabc1cde8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2017-07-03
Reporting Person: KREIDER GARY P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-03 | Common Shares | A | 1425 | $9.12 | Acquired | 18309 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 10000 | Indirect |
| Common Shares | 2000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $19.68 | 2017-11-15 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $4.6 | 2018-11-20 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $8.40 | 2019-08-21 | Common Shares (3500) | 3500 | Direct |
| Option to Buy | $7.20 | 2019-11-19 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $5.21 | 2020-08-19 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $8.92 | 2020-11-18 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.05 | 2021-11-17 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $6.28 | 2022-11-15 | Common Shares (1500) | 1500 | Direct |
Footnotes
F1: The previous Form 4 filed 7/6/2017 incorrectly duplicated the transactions reported on the Form 4 filed April 5, 2017 and omitted the transaction that took place on 7/3/2017.
F2: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.
F3: These holdings have been previously reported on Form 4.
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