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LSI INDUSTRIES INC — Director's Dealing 2017
Aug 21, 2017
32508_dirs_2017-08-21_169eb97c-8498-4d03-971e-8336bbeeb91f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2017-08-17
Reporting Person: Japlon Howard E. (Exec.VP, HR & GC, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-17 | Common Shares | A | 8500 | $5.92 | Acquired | 8500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-17 | Option to Buy | $5.92 | A | 38000 | Acquired | 2027-08-17 | Common Shares (38000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $9.48 | 2027-03-21 | Common Shares (60000) | 60000 | Direct |
Footnotes
F1: These holdings have been previously reported on Form 3.
F2: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F3: The options vest ratably over a three year time period.
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