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LSI INDUSTRIES INC — Director's Dealing 2017
Dec 15, 2017
32508_dirs_2017-12-15_be54280b-60a7-4257-aff5-603449f88d55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2017-12-14
Reporting Person: Japlon Howard E. (Exec.VP, HR & GC, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-14 | Common Shares | P | 5000 | $6.88 | Acquired | 23500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $9.48 | 2027-03-21 | Common Shares (60000) | 60000 | Direct |
| Option to Buy | $5.92 | 2027-08-17 | Common Shares (38000) | 38000 | Direct |
Footnotes
F1: The reported price is a weighted average price. The shares were purchased in multiple transactions ranging from $6.86 to $6.90. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
F2: These holdings have been previously reported on Form 4.
F3: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F4: The options vest ratably over a three year time period.