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LSI INDUSTRIES INC — Director's Dealing 2017
Dec 22, 2017
32508_dirs_2017-12-22_5d98e75b-bda4-4956-b889-45388c248386.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2017-12-20
Reporting Person: Bastian Jeffery S. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-20 | Common Shares | A | 133 | $6.96 | Acquired | 2975 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 9020 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $9.15 | 2027-06-12 | Common Shares (5000) | 5000 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (903) | 903 | Direct |
| Option to Buy | $8.40 | 2019-08-21 | Common Shares (15000) | 15000 | Direct |
| Option to Buy | $6.58 | 2022-08-16 | Common Shares (11250) | 11250 | Direct |
| Option to Buy | $7.20 | 2023-08-23 | Common Shares (17000) | 17000 | Direct |
| Option to Buy | $6.81 | 2024-11-20 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $9.39 | 2025-07-01 | Common Shares (15000) | 15000 | Direct |
| Option to Buy | $11.06 | 2026-07-01 | Common Shares (10000) | 10000 | Direct |
| Option to Buy | $5.92 | 2027-08-17 | Common Shares (18000) | 18000 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: These holdings have been previously reported on Form 4.
F3: The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant.
F4: The options vest ratably over a three year time period.
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