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LSI INDUSTRIES INC — Director's Dealing 2016
Dec 27, 2016
32508_dirs_2016-12-27_2cab20b9-4023-4664-8c39-65b3b93df6e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2016-12-22
Reporting Person: Foster Paul T (Executive VP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-22 | Common Shares | A | 191 | $9.77 | Acquired | 9012 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 4000 | Indirect |
| Common Shares | 12400 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $7.6 | 2025-02-09 | Common Shares (15000) | 15000 | Direct |
| Option to Buy | $9.39 | 2025-07-01 | Common Shares (30000) | 30000 | Direct |
| Option to Buy | $11.06 | 2026-07-01 | Common Shares (30000) | 30000 | Direct |
| Option to Buy | $9.39 | 2025-07-01 | Common Shares (50000) | 50000 | Direct |
Footnotes
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: The option vests in four equal annual installments beginning on February 9, 2016.
F3: These holdings have been previously reported on Form 4.
F4: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.