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LSI INDUSTRIES INC — Director's Dealing 2015
Aug 25, 2015
32508_dirs_2015-08-25_7d67cd2a-cc47-489a-bc20-7eeeaa81a425.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2015-08-21
Reporting Person: SFERRA JAMES P/ (Director, Executive VP - Manufacturing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-21 | Common Shares | S | 17072 | $9.01 | Disposed | 322460 | Direct |
| 2015-08-21 | Common Shares | S | 8428 | $9.05 | Disposed | 314032 | Direct |
| 2015-08-25 | Common Shares | S | 4500 | $9.04 | Disposed | 309532 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 56938 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $6.81 | 2024-11-20 | Common Shares (30000) | 30000 | Direct |
| Option to Buy | $7.20 | 2023-08-22 | Common Shares (50000) | 50000 | Direct |
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (40000) | 40000 | Direct |
| Option to Buy | $9.96 | 2014-10-27 | Common Shares (30000) | 30000 | Direct |
| Option to Buy | $17.60 | 2016-08-24 | Common Shares (25000) | 25000 | Direct |
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $8.4 | 2019-08-21 | Common Shares (60000) | 60000 | Direct |
| Option to Buy | $5.21 | 2020-08-19 | Common Shares (22000) | 22000 | Direct |
Footnotes
F1: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.24. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission upon request.
F2: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.13. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission upon request.
F3: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.10. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission upon request.
F4: Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F5: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
F6: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F7: These holdings have been previously reported on Form 4.