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LSI INDUSTRIES INC — Director's Dealing 2015
Oct 5, 2015
32508_dirs_2015-10-05_cf2523e6-3384-435d-8812-b5d5537897ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2015-10-01
Reporting Person: KREIDER GARY P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-01 | Common Shares | A | 1166 | $8.15 | Acquired | 17467 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 10000 | Indirect |
| Common Shares | 680 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $17.02 | 2015-11-15 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $17.60 | 2016-08-24 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $17.55 | 2016-11-14 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $19.68 | 2017-11-15 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $4.6 | 2018-11-20 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $8.40 | 2019-08-21 | Common Shares (3500) | 3500 | Direct |
| Option to Buy | $7.20 | 2019-11-19 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $5.21 | 2020-08-19 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $8.92 | 2020-11-18 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.05 | 2021-11-17 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $6.28 | 2022-11-15 | Common Shares (1500) | 1500 | Direct |
Footnotes
F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.
F2: These holdings have been previously reported on Form 4.
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