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LSI INDUSTRIES INC — Director's Dealing 2015
Mar 4, 2015
32508_dirs_2015-03-04_93691368-d5ba-4328-811a-6f32d401ccb5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2015-03-02
Reporting Person: READY ROBERT J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-02 | Common Shares | S | 13962 | $7.919 | Disposed | 610323 | Direct |
| 2015-03-03 | Common Shares | S | 6038 | $7.906 | Disposed | 604285 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 91072 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $7.20 | 2023-08-22 | Common Shares (53000) | 53000 | Direct |
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (45000) | 45000 | Direct |
| Option to Buy | $17.6 | 2016-08-24 | Common Shares (25000) | 25000 | Direct |
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $8.4 | 2019-08-21 | Common Shares (65000) | 65000 | Direct |
Footnotes
F1: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.00 per share. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request.
F2: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.95 per share. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request.
F3: Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F4: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F5: These holdings have been previously reported on Form 4.