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LSI INDUSTRIES INC — Director's Dealing 2013
Oct 3, 2013
32508_dirs_2013-10-03_8843aa6c-01e5-4b22-992b-119af2b076e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2013-10-01
Reporting Person: OGARA WILFRED T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Common Shares | A | 1127 | $8.43 | Acquired | 16170 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $11.85 | 2013-11-13 | Common Shares (1875) | 1875 | Direct |
| Option to Buy | $9.96 | 2014-10-27 | Common Shares (5000) | 5000 | Direct |
| Option to Buy | $10.71 | 2014-11-18 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $17.02 | 2015-11-15 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $17.60 | 2016-08-24 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $17.55 | 2016-11-14 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $19.68 | 2017-11-15 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $4.6 | 2018-11-20 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $8.40 | 2019-08-21 | Common Shares (3500) | 3500 | Direct |
| Option to Buy | $7.20 | 2019-11-19 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $5.21 | 2020-08-19 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $8.92 | 2020-11-18 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.68 | 2021-11-17 | Common Shares (1500) | 1500 | Direct |
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (2500) | 2500 | Direct |
| Option to Buy | $6.28 | 2022-11-15 | Common Shares (1500) | 1500 | Direct |
Footnotes
F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.
F2: These holdings have been previously reported on Form 4.
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