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LSI INDUSTRIES INC — Director's Dealing 2013
Aug 27, 2013
32508_dirs_2013-08-27_e25b01b0-9dd1-4e05-ba24-28700981e0d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2013-08-23
Reporting Person: READY SCOTT (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-26 | Common Shares | A | 1581 | $7.19 | Acquired | 6978 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-23 | Option to Buy | $7.20 | A | 53000 | Acquired | 2023-08-23 | Common Shares (53000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 110235 | Direct |
| Common Shares | 5625 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $6.58 | 2022-08-15 | Common Shares (45000) | 45000 | Direct |
| Option to Buy | $9.96 | 2014-10-27 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $17.60 | 2016-08-24 | Common Shares (20000) | 20000 | Direct |
| Option to Buy | $19.76 | 2017-08-24 | Common Shares (25000) | 25000 | Direct |
| Option to Buy | $8.98 | 2018-08-22 | Common Shares (30000) | 30000 | Direct |
| Option to Buy | $8.4 | 2019-08-21 | Common Shares (45000) | 45000 | Direct |
| Option to Buy | $5.21 | 2020-08-19 | Common Shares (22000) | 22000 | Direct |
Footnotes
F1: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F2: Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F3: These holdings have been previously reported on Form 4.
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