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LSI INDUSTRIES INC Director's Dealing 2013

Aug 27, 2013

32508_dirs_2013-08-27_e25b01b0-9dd1-4e05-ba24-28700981e0d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LSI INDUSTRIES INC (LYTS)
CIK: 0000763532
Period of Report: 2013-08-23

Reporting Person: READY SCOTT (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-26 Common Shares A 1581 $7.19 Acquired 6978 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-23 Option to Buy $7.20 A 53000 Acquired 2023-08-23 Common Shares (53000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 110235 Direct
Common Shares 5625 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Buy $6.58 2022-08-15 Common Shares (45000) 45000 Direct
Option to Buy $9.96 2014-10-27 Common Shares (20000) 20000 Direct
Option to Buy $17.60 2016-08-24 Common Shares (20000) 20000 Direct
Option to Buy $19.76 2017-08-24 Common Shares (25000) 25000 Direct
Option to Buy $8.98 2018-08-22 Common Shares (30000) 30000 Direct
Option to Buy $8.4 2019-08-21 Common Shares (45000) 45000 Direct
Option to Buy $5.21 2020-08-19 Common Shares (22000) 22000 Direct

Footnotes

F1: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.

F2: Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

F3: These holdings have been previously reported on Form 4.