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LSB INDUSTRIES, INC. Director's Dealing 2017

Jun 6, 2017

32699_dirs_2017-06-06_7d5c4b48-7620-4649-932d-6120bb64b53e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LSB INDUSTRIES INC (LXU)
CIK: 0000060714
Period of Report: 2017-06-02

Reporting Person: SANDERS RICHARD S JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-02 Common Stock A 6332 Acquired 10941 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1250 Indirect

Footnotes

F1: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

F2: These shares are owned of record jointly by revocable trusts for the benefit of the reporting person and the reporting person's spouse. The reporting person and the reporting person's spouse are each the trustees of such trusts and jointly possess voting and dispositive power over the shares held by the trusts.