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LSB INDUSTRIES, INC. Director's Dealing 2016

Feb 9, 2016

32699_dirs_2016-02-09_e7d7ea62-5c1f-4007-8dca-966db14a0b0f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LSB INDUSTRIES INC (LXU)
CIK: 0000060714
Period of Report: 2016-02-01

Reporting Person: Rieker Harold L (VP/PAO/Corp Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-01 Common Stock A 25000 Acquired 25000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option $7.86 2018-11-13 Common Stock (12000) 12000 Direct

Footnotes

F1: Restricted Stock Award pursuant to LSB Industries, Inc. 2008 Incentive Stock Plan. Pursuant to the terms of the Restricted Stock Agreement, 100% of the shares of the award shall be vested on the third anniversary of the grant date, but could automatically vest in full should certain events occur.

F2: Incentive Stock Option ("ISO") granted by the Issuer to the reporting person under the Issuer's Incentive Stock Option Plans. An ISO for 15,000 shares of the Issuer's common stock exercisable at $7.86, with an expiration date of November 13, 2018, was granted to the reporting person on November 13, 2008. This ISO is fully vested. As of the date of this report, the total number of shares underlying the ISO is 12,000.