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LSB INDUSTRIES, INC. — Director's Dealing 2016
Feb 9, 2016
32699_dirs_2016-02-09_e7d7ea62-5c1f-4007-8dca-966db14a0b0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSB INDUSTRIES INC (LXU)
CIK: 0000060714
Period of Report: 2016-02-01
Reporting Person: Rieker Harold L (VP/PAO/Corp Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-01 | Common Stock | A | 25000 | — | Acquired | 25000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option | $7.86 | 2018-11-13 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Restricted Stock Award pursuant to LSB Industries, Inc. 2008 Incentive Stock Plan. Pursuant to the terms of the Restricted Stock Agreement, 100% of the shares of the award shall be vested on the third anniversary of the grant date, but could automatically vest in full should certain events occur.
F2: Incentive Stock Option ("ISO") granted by the Issuer to the reporting person under the Issuer's Incentive Stock Option Plans. An ISO for 15,000 shares of the Issuer's common stock exercisable at $7.86, with an expiration date of November 13, 2018, was granted to the reporting person on November 13, 2008. This ISO is fully vested. As of the date of this report, the total number of shares underlying the ISO is 12,000.