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LSB INDUSTRIES, INC. Director's Dealing 2015

Jul 31, 2015

32699_dirs_2015-07-31_cb7a294e-dc28-4664-8a91-25b0a2471d26.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LSB INDUSTRIES INC (LXU)
CIK: 0000060714
Period of Report: 2015-07-29

Reporting Person: Rieker Harold L (VP/PAO/Corp Controller)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-07-29 Incentive Stock Option $36.78 A 20000 Acquired 2025-07-29 Common Stock (20000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option $7.86 2018-11-13 Common Stock (12000) 12000 Direct
Incentive Stock Option $34.50 2021-11-14 Common Stock (5000) 5000 Direct

Footnotes

F1: Incentive Stock Option ("ISO") granted by the Issuer to the reporting person under the Issuer's Incentive Stock Option Plans. Each ISO is for a term of 10 years from the date of grant. An ISO for 15,000 shares of the Issuer's common stock exercisable at $7.86, with an expiration date of November 13, 2018, was granted to the reporting person on November 13, 2008. An ISO for 5,000 shares of the Issuer's common stock exercisable at $34.50, with an expiration date of November 14, 2021, was granted to the reporting person on November 14, 2011. An ISO for 20,000 shares of the Issuer's common stock exercisable at $36.78, with an expiration date of July 29, 2025, was granted to the reporting person on July 29, 2015. Each ISO vests at the end of its respective years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. Each ISO will be fully vested at the end of year six. On the date of this report, the total number of shares underlying the ISOs is 37,000.