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LSB INDUSTRIES, INC. — Director's Dealing 2008
Oct 7, 2008
32699_dirs_2008-10-07_afebada7-5488-4521-a520-aa98cc542fe0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LSB INDUSTRIES INC (LXU)
CIK: 0000060714
Period of Report: 2008-10-06
Reporting Person: GOSS DAVID R (Director, Ex VP-Operations/Asst Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-10-06 | Common Stock | M | 35000 | $1.25 | Acquired | 170994 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-10-06 | Nonqualified Stock Option | $1.25 | M | 35000 | Disposed | 2009-07-08 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 600 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option | $2.73 | 2011-11-29 | Common Stock (15000) | 15000 | Direct |
| Incentive Stock Option | $1.25 | 2009-07-08 | Common Stock (65000) | 65000 | Direct |
Footnotes
F1: These shares are held by Mr. Goss as the custodian of the trusts established for the benefit of his grandchildren.
F2: Nonqualified Stock Options (?NQSO?) granted by the Issuer to the reporting person. All NQSOs held by the reporting person were currently exercisable. As of the date of this report, the reporting person holds no NQSOs.
F3: Incentive Stock Options ("ISO") granted by the Issuer to the reporting person. All ISOs the reporting person holds are currently exercisable. As of the date of this report, the total number of shares underlying the ISOs the reporting person holds is 80,000.