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LPL Financial Holdings Inc. Director's Dealing 2015

May 14, 2015

30179_dirs_2015-05-14_fcdc4af0-cd53-4741-a10f-bc7cb70c8edc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LPL Financial Holdings Inc. (LPLA)
CIK: 0001397911
Period of Report: 2015-05-12

Reporting Person: Putnam James S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-05-12 Common Stock A 3185 $40.81 Acquired 110105.50 Direct

Footnotes

F1: These shares represent restricted stock that was granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. This restricted stock will vest in full on the first anniversary of the grant date.