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LOWES COMPANIES INC — Director's Dealing 2017
Apr 3, 2017
29825_dirs_2017-04-03_9a10ea8f-424d-478d-a5b4-98e58b65de5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LOWES COMPANIES INC (LOW)
CIK: 0000060667
Period of Report: 2017-03-30
Reporting Person: CROOM MARSHALL A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-30 | Common Stock | M | 12700 | $28.38 | Acquired | 53479.3342 | Direct |
| 2017-03-30 | Common Stock | S | 12700 | $82.1399 | Disposed | 40779.3342 | Direct |
| 2017-03-30 | Common Stock | G | 4885 | — | Disposed | 35894.3342 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-30 | Non-Qualified Stock Option (right to buy) | $28.38 | M | 12700 | Disposed | 2019-03-01 | Common Stock (12700.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7931.44 | Indirect |
| Common Stock | 839.902 | Indirect |
Footnotes
F1: Direct holdings include 177 shares acquired under the Lowe's Employee Stock Purchase Plan.
F2: This transaction was executed in multiple trades at prices ranging from $82.12 to $82.171. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 31, 2017.
F4: The option vested in three annual installments beginning on March 1, 2013.