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LOTUS RESOURCES LIMITED Major Shareholding Notification 2016

Oct 20, 2016

65254_rns_2016-10-20_0620ff4c-22e5-4d26-a8cd-b95339423dc1.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme 02A6ON ENERGY LINITED
ACN/ARSN $\left{ \right. 4\right}$
1. Details of substantial holder(1)
Name
ACN/ARSN (if applicable)
10 C"SHANDONG GROUP"
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
The previous notice was dated
18/10/16

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now r

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
$F_{\text{MUV}}$ PASD ORD SHARG 145 020 384

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
$\frac{1}{8}$ /10/
P.
SHANDONG GREER VI QUITOON DUB
PLACEMENT
145,020,384
larp SHAROS
45.020.384

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
'SHAWDOUL
$-20.47$
SILAN DONG Pavil SHANDORG GROUP PERGETY HED H5020
ie.

$\bar{z}$

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

__
া ACN/ARSN (h
applicable)
Name and
____

Nature of association
_________
Sept.
---------------------------------------
__
_

6. Addresses

The addresses of persons named in this form are as follows:

Name 1.11111111111111111111111111111111111
Address
----------
do.
- skare
$\mathcal{L}_{\mathcal{A}}$
$\sim 10^{-10}$
dimniv
SHEMI
88.
-------
_________
Property
HEAR
a diaman
n
î L
U D.
A DIARAMONG A
Sept
てんこ
- 132.000
diam n
e e contro
_________

Signature

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if t form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
  • $(6)$ Include details of:
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
    which the relevant interest relates (indicating clearly the $(b)$

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e $(7)$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
  • Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

604 page 1/2 15 July 2001

rm ۱.

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme
ACN/ARSN
DRAGON
ENERGY LIMITED
992
75
$\alpha$
1. Details of substantial holder(1)
Name
ACN/ARSN (if applicable)
PETER VASSILEF
$PTY$ $UTD$
SILKTREE
INVESTMENTS
057
$-031875$
There was a change in the interests of the
substantial holder on
19,1916
The previous notice was given to the company on
The previous notice was dated
  1. Previous and present voting power

The total number of voles attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
In when last required, and when now r

Class of securities (4) Previous notice Present notice
Voting power (5)
Person's votes
Voting power (5)
Person's votes
いいしし 45
ካዓና 2
o
- 143
. .
たんて スつく

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
7/10/16 POTERWASSIERT COMPANY 1550圧
τ Оř NEW
SHARET

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
SILKIRGE INVESTMENT $0 \leq \sqrt{2}$
Έ
ORDINARY 42.083.375 $\mathcal{S} \cdot 4\mathcal{S}$ :
4721 PETTER JASSILEFF 81E SIMARES

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

Sign

The adcresses of persons named in this form are as follows:

Name Address
SILKTLOC INVERTMENTS THE CIRCUS BURSWOOD
ATF PIETER VASSILISTE めoo
$\mathcal{S}(\boldsymbol{\mathsf{C}})$
ature
print name $T = 2$ $\sqrt{4}$ $\sqrt{4}$ connellis
$\mathbf{A} \cdot \mathbf{A}$

DIRECTIONS

If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ if mere are a number of substantial numers with situation related relevant interests of a group of persons are essentially similar, they may be referred to equity trust), the names could be included in an annexure to the f שעה השפה, היש ומחופש כשטע שפ והשמעט זו מודמהמוט ע מוס וטווה. ודעם וסופאמת והסופשט שב שטעט שפטשטוש שפ פשטושטוש
על המטעמות throughout the form as a specifically named group if the membership of each group, with the names an

  • $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
  • $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • $(6)$ Include details of:

$(b)$

  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $|a\rangle$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to any qualification of the potter of a person to provide the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001,

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e
    entitled to receive in relation to that acquisition. Details $(7)$
  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
  • Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

Form604

Corporations Act 2001

Section 671B

Notice of changeof interestsof substantialholder

To CompanyName/Scheme Dragon Energy Ltd
ACN/ARSN 119 992 175
1. Details of substantial holder(1)
Name
ACN/ARSN(if applicable)
Mr. Gang Xu on behalf of Xu & Liu Pty Ltd (The Xu & Liu Family Trust A/C) and Chen & Xing
Pty Ltd (The Gang Xu Super Fund A/C) collectively ("Gang Xu Entities")
ACN: 126 611 210 and 126 611 283
Therewas achange intheinterestsof the
substantialholderon
18 /10/2016
The previous notice was given to thecompanyon 24/02/2011
The previous notice was dated 23/02/2011

2. Previous and present votingpower

The totalnumberof votes attached to all the voting shares inthecompanyorvoting interestsintheschemethat thesubstantialholderoran associate(2) had arelevant interest(3)in when last required,and when nowrequired,to give a substantialholding notice tothecompanyorscheme,are as follows:

Class ofsecurities(4) Previous notice Present notice
Person'svotes Voting power(5) Person'svotes Voting power(5)
Fully Paid Ordinary 13,597,207 6.59% 27,192,414 5.48%
Shares

3. Changes in relevant interests

Particulars ofeachchangein, orchange inthe nature of,a relevant interestof the substantialholderoranassociatein voting securities of thecompanyorscheme, since thesubstantialholderwas lastrequired to give a substantialholding notice tothecompanyor scheme are as follows:

Dateof
change
Personwhose
relevant interest
changed
Nature of
change(6)
Consideration
Given inrelation
tochange(7)
Class and
numberof
securities
affected
Person'svotes
affected
22/07/2016Gang Xu Entities Rights Issue \$67,981 13,596,205 13,596,205
entitlement
18/10/2016Gang Xu Entities Dilution due to - 27,192,414 27,192,414
placement

4. Present relevant interests

Particulars ofeach relevant interestof the substantialholderin voting securities afterthe change are as follows:

Holderofrelevant
interest
Registered
holderof
securities
Person entitled to
be registered as
holder(8)
Natureof
relevant
interest(6)
Class
and
number of
securities
Person'svotes
Xu & Liu Pty Ltd Xu & Liu Pty Ltd Xu & Liu Pty Ltd Indirectly 16,020,000 16,020,000
(The Xu & Liu (The Xu & Liu (The Xu & Liu Held fully paid
Family Trust A/C) Family Trust A/C) Family Trust A/C) ORD Shares
Chen & Xing Pty Ltd Chen & Xing Pty Chen & Xing Pty Ltd Indirectly 11,172,414 11,172,414
(The Gang Xu Super Ltd (The Gang Xu (The Gang Xu Super Held fully paid
Fund A/C) Super Fund A/C) Fund A/C) ORD Shares

5. Changes in association

The persons whohavebecomeassociates(2)of,ceased to be associates of,orhave changed the nature of theirassociation(9) with, the substantialholderinrelation to voting interests in thecompanyorscheme areas follows:

NameandACN/ARSN(if
applicable)
Natureof
association
Not applicable

6. Addresses

Theaddressesof personsnamedinthisform are as follows:

Name Address
Xu & Liu Pty Ltd (The Xu & Liu PO Box 1968, West Perth WA 6872
Family Trust A/C)
Chen & Xing Pty Ltd (The Gang
Xu Super Fund A/C)
PO Box 1968, West Perth WA 6872
Signature Gang Xu
print
name
capacity
19 October 2016
signhere date /