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LOTUS RESOURCES LIMITED — Major Shareholding Notification 2016
Oct 20, 2016
65254_rns_2016-10-20_0620ff4c-22e5-4d26-a8cd-b95339423dc1.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | 02A6ON | ENERGY | LINITED | |||
|---|---|---|---|---|---|---|
| ACN/ARSN | $\left{ \right. 4\right}$ | |||||
| 1. Details of substantial holder(1) | ||||||
| Name ACN/ARSN (if applicable) |
10 C"SHANDONG GROUP" | |||||
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
18/10/16 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| $F_{\text{MUV}}$ PASD ORD SHARG 145 020 384 | ||||
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| $\frac{1}{8}$ /10/ P. |
SHANDONG GREER | VI QUITOON DUB PLACEMENT |
145,020,384 larp SHAROS |
45.020.384 | |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes | ||
|---|---|---|---|---|---|---|---|
| 'SHAWDOUL $-20.47$ |
SILAN DONG | Pavil | SHANDORG GROUP PERGETY | HED | H5020 ie. |
$\bar{z}$
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| __ া ACN/ARSN (h applicable) Name and ____ |
Nature of association _________ |
|
|---|---|---|
| Sept. --------------------------------------- |
__ _ |
|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | 1.11111111111111111111111111111111111 Address ---------- |
|---|---|
| do. - skare $\mathcal{L}_{\mathcal{A}}$ $\sim 10^{-10}$ dimniv |
SHEMI 88. ------- |
| _________ Property |
HEAR a diaman n î L U D. A DIARAMONG A Sept てんこ - 132.000 diam n e e contro _________ |
Signature

DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if t form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e $(7)$ entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
604 page 1/2 15 July 2001
| rm | ۱. | ||
|---|---|---|---|
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme ACN/ARSN |
DRAGON ENERGY LIMITED 992 75 $\alpha$ |
|
|---|---|---|
| 1. Details of substantial holder(1) | ||
| Name ACN/ARSN (if applicable) |
PETER VASSILEF $PTY$ $UTD$ SILKTREE INVESTMENTS 057 $-031875$ |
|
| There was a change in the interests of the substantial holder on |
19,1916 | |
| The previous notice was given to the company on The previous notice was dated |
- Previous and present voting power
The total number of voles attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
In when last required, and when now r
| Class of securities (4) | Previous notice | Present notice |
|---|---|---|
| Voting power (5) Person's votes |
Voting power (5) Person's votes |
|
| いいしし | 45 ካዓና 2 ተ o - 143 |
. . たんて スつく |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 7/10/16 POTERWASSIERT | COMPANY | 1550圧 | |||
| τ | Оř | NEW SHARET |
|||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| SILKIRGE INVESTMENT | $0 \leq \sqrt{2}$ Έ |
ORDINARY | 42.083.375 | $\mathcal{S} \cdot 4\mathcal{S}$ : | |
| 4721 | PETTER JASSILEFF | 81E | SIMARES |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
Sign
The adcresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| SILKTLOC INVERTMENTS | THE CIRCUS | BURSWOOD |
| ATF | PIETER VASSILISTE | めoo |
| $\mathcal{S}(\boldsymbol{\mathsf{C}})$ | ||
| ature | ||
| print name | $T = 2$ $\sqrt{4}$ $\sqrt{4}$ | connellis $\mathbf{A} \cdot \mathbf{A}$ |

DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ if mere are a number of substantial numers with situation related relevant interests of a group of persons are essentially similar, they may be referred to equity trust), the names could be included in an annexure to the f שעה השפה, היש ומחופש כשטע שפ והשמעט זו מודמהמוט ע מוס וטווה. ודעם וסופאמת והסופשט שב שטעט שפטשטוש שפ פשטושטוש
על המטעמות throughout the form as a specifically named group if the membership of each group, with the names an
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
$(b)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $|a\rangle$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to any qualification of the potter of a person to provide the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001,
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e
entitled to receive in relation to that acquisition. Details $(7)$ - If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
Form604
Corporations Act 2001
Section 671B
Notice of changeof interestsof substantialholder
| To CompanyName/Scheme | Dragon Energy Ltd |
|---|---|
| ACN/ARSN | 119 992 175 |
| 1. Details of substantial holder(1) | |
| Name ACN/ARSN(if applicable) |
Mr. Gang Xu on behalf of Xu & Liu Pty Ltd (The Xu & Liu Family Trust A/C) and Chen & Xing Pty Ltd (The Gang Xu Super Fund A/C) collectively ("Gang Xu Entities") ACN: 126 611 210 and 126 611 283 |
| Therewas achange intheinterestsof the substantialholderon |
18 /10/2016 |
|---|---|
| The previous notice was given to thecompanyon | 24/02/2011 |
| The previous notice was dated | 23/02/2011 |
2. Previous and present votingpower
The totalnumberof votes attached to all the voting shares inthecompanyorvoting interestsintheschemethat thesubstantialholderoran associate(2) had arelevant interest(3)in when last required,and when nowrequired,to give a substantialholding notice tothecompanyorscheme,are as follows:
| Class ofsecurities(4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person'svotes | Voting power(5) | Person'svotes | Voting power(5) | ||
| Fully Paid Ordinary | 13,597,207 | 6.59% | 27,192,414 | 5.48% | |
| Shares | |||||
3. Changes in relevant interests
Particulars ofeachchangein, orchange inthe nature of,a relevant interestof the substantialholderoranassociatein voting securities of thecompanyorscheme, since thesubstantialholderwas lastrequired to give a substantialholding notice tothecompanyor scheme are as follows:
| Dateof change |
Personwhose relevant interest changed |
Nature of change(6) |
Consideration Given inrelation tochange(7) |
Class and numberof securities affected |
Person'svotes affected |
|---|---|---|---|---|---|
| 22/07/2016Gang Xu Entities | Rights Issue | \$67,981 | 13,596,205 | 13,596,205 | |
| entitlement | |||||
| 18/10/2016Gang Xu Entities | Dilution due to | - | 27,192,414 | 27,192,414 | |
| placement |
4. Present relevant interests
Particulars ofeach relevant interestof the substantialholderin voting securities afterthe change are as follows:
| Holderofrelevant interest |
Registered holderof securities |
Person entitled to be registered as holder(8) |
Natureof relevant interest(6) |
Class and number of securities |
Person'svotes |
|---|---|---|---|---|---|
| Xu & Liu Pty Ltd | Xu & Liu Pty Ltd | Xu & Liu Pty Ltd | Indirectly | 16,020,000 | 16,020,000 |
| (The Xu & Liu | (The Xu & Liu | (The Xu & Liu | Held | fully paid | |
| Family Trust A/C) | Family Trust A/C) | Family Trust A/C) | ORD Shares | ||
| Chen & Xing Pty Ltd | Chen & Xing Pty | Chen & Xing Pty Ltd | Indirectly | 11,172,414 | 11,172,414 |
| (The Gang Xu Super | Ltd (The Gang Xu | (The Gang Xu Super | Held | fully paid | |
| Fund A/C) | Super Fund A/C) | Fund A/C) | ORD Shares | ||
5. Changes in association
The persons whohavebecomeassociates(2)of,ceased to be associates of,orhave changed the nature of theirassociation(9) with, the substantialholderinrelation to voting interests in thecompanyorscheme areas follows:
| NameandACN/ARSN(if applicable) |
Natureof association |
|---|---|
| Not applicable | |
6. Addresses
Theaddressesof personsnamedinthisform are as follows:
| Name | Address |
|---|---|
| Xu & Liu Pty Ltd (The Xu & Liu | PO Box 1968, West Perth WA 6872 |
| Family Trust A/C) | |
| Chen & Xing Pty Ltd (The Gang Xu Super Fund A/C) |
PO Box 1968, West Perth WA 6872 |
| Signature | Gang Xu | ||||
|---|---|---|---|---|---|
| print name |
capacity | ||||
| 19 | October 2016 | ||||
| signhere | date | / | |||