Loop Industries, Inc. — Director's Dealing 2019

Jul 16, 2019

SEC Form 4/A — Form 4/A

Issuer: Loop Industries, Inc. (LOOP)
CIK: 0001504678
Period of Report: 2019-06-27

Reporting Person: Horn Sidney Mortimer (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-28	Common Stock	M	10205	—	Acquired	10205	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-27	Restricted Stock Units	$	A	18305	Acquired		Common Stock (18305)	Direct
2019-06-28	Restricted Stock Units	$	M	10205	Disposed		Common Stock (10205)	Direct

Footnotes

F1: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3: All of the RSUs shall be fully vested subject thereto upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F4: The RSUs vested on June 28, 2019, and were settled on June 28, 2019 in shares of the Issuer's common stock on a one-for-one basis.

F5: This Amendment to the Form 4, filed with the Securities and Exchange Commission on July 1, 2019, corrects the Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) of certain of the RSUs granted to the Reporting Person in his capacity as a director of the Issuer.