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Loop Industries, Inc. — Director's Dealing 2018
Jul 13, 2018
34379_dirs_2018-07-13_fcd565c3-992a-4a25-845c-38bbede63e70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Loop Industries, Inc. (LOOP)
CIK: 0001504678
Period of Report: 2018-06-28-06:00
Reporting Person: Stubina Jay Howard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-11-06:00 | Common Stock | M | 9560 | — | Acquired | 9560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-28-06:00 | Restricted Stock Units | $ | A | 13342 | Acquired | Common Stock (13342) | Direct | |
| 2018-07-11-06:00 | Restricted Stock Units | $ | M | 9560 | Disposed | Common Stock (9560) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75000 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares are held by Jay Stubina, 6337708 Canada Inc., a corporation duly formed and existing under the laws of Canada and controlled by Jay Stubina.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. common stock.
F4: All of the RSUs shall be fully vested on June 28, 2019.
F5: On October 16, 2017, the reporting person was granted 9,560 restricted stock units, vesting in full on May 31, 2018.
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