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Longeveron Inc. — Director's Dealing 2023
Jan 30, 2023
35052_dirs_2023-01-30_703d09a3-5843-4b6f-979a-a2abaacae2d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Longeveron Inc. (LGVN)
CIK: 0001721484
Period of Report: 2023-01-27
Reporting Person: Hare Joshua (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-27 | Common Stock | S | 20000 | $4.28 | Disposed | 7793263 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 53514 | Indirect |
Footnotes
F1: Pursuant to a currently effective Rule 10b5-1 Plan.
F2: The trade was executed in a series of transactions with a price range of $4.13 to $4.56, inclusive. The reporting person undertakes to provide to Longeveron Inc., any security holder of Longeveron Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Amount includes 7,632,902 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F4: Includes Restricted Stock Units subject to future vesting.