AI assistant
Longeveron Inc. — Director's Dealing 2023
Sep 13, 2023
35052_dirs_2023-09-13_b500cd00-b2f6-404c-b797-165cb69665a1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Longeveron Inc. (LGVN)
CIK: 0001721484
Period of Report: 2023-09-12
Reporting Person: Hashad Mohamed Wa'el Ahmed (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-12 | Common Stock | M | 10000 | $3.00 | Acquired | 47566 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | M | 10000 | Disposed | 2023-09-21 | Common Stock (10000) | Direct |
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | S | 100 | Disposed | 2023-09-21 | Common Stock (100) | Direct |
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | S | 100 | Disposed | 2023-09-21 | Common Stock (100) | Direct |
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | S | 253 | Disposed | 2023-09-21 | Common Stock (253) | Direct |
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | S | 400 | Disposed | 2023-09-21 | Common Stock (400) | Direct |
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | S | 2852 | Disposed | 2023-09-21 | Common Stock (2852) | Direct |
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | S | 3000 | Disposed | 2023-09-21 | Common Stock (3000) | Direct |
| 2023-09-12 | Subscription Rights (right to buy) | $3.00 | S | 6700 | Disposed | 2023-09-21 | Common Stock (6700) | Direct |
Footnotes
F1: Shares to be received following expiration of the Longeveron Inc. Subscription Rights Offering, which is currently scheduled for September 21, 2023, unless otherwise extended by Longeveron.
F2: Includes 12,500 restricted stock units.
F3: Longeveron Inc. issued to each holder of record, as of August 18, 2023, of its Class A common stock, Class B common stock and warrants exercisable for its Class A common stock, subscription rights to acquire shares of Class A common stock of Longeveron Inc. in accordance with a prospectus dated August 14, 2023. Each subscription right entitles the holder to purchase one share of Longeveron Inc. Class A common stock.